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Quenelle et al. J Unexplored Med Data 2018;3:7  I  http://dx.doi.org/10.20517/2572-8180.2018.02                              Page 3 of 10

               This led to a phase II study in HNSCC with pembrolizumab, KEYNOTE 055 . In this single arm study,
                                                                                  [14]
               patients were enrolled who had previously failed platinum and cetuximab therapy. A total of 171 patients
               were enrolled regardless of PD-L1 status and treated with the set dose of 200 mg every 3 weeks. The primary
               endpoints were safety and ORR. Twenty-two percent of these patients were HPV positive, and though not
               required for enrollment, 82% had > 1% PD-L1 positivity. Seventy-five percent of patients had received at least
               2 prior lines of therapy. ORR was 16%, and grade 3 or 4 adverse events were 15%. The PFS was 2.1 months
               and OS 8 months.

               Based on this data, the FDA granted accelerated approval to pembrolizumab on 5 August 2016. This
               approval is contingent upon completing a phase III study, which is the KEYNOTE 040 trial presented at
               the European Society for Medical Oncology (ESMO) annual meeting in September 2017 ; the data has not
                                                                                          [15]
               yet been formally published as of this writing. In this prospective study, 495 platinum-treated patients were
               randomized 1:1 to pembrolizumab 200 mg every 3 weeks or standard therapy with docetaxel, methotrexate,
               or cetuximab. The primary endpoint was median OS in the intent to treat population; secondary endpoints
               included median PFS, ORR, PFS and OS in patients withPD-L1 combined positive score ≥ 1% (slightly
               different to the previously used definition of PD-L1 expression). A pre-specified efficacy boundary for OS in
               the intention to treat (ITT) population was set at one-sided P = 0.0175. The overall survival in pembrolizumab
               treated patients was 8.4 vs. 7.1 months in the standard therapy group, hazard ratio (HR) 0.81 (CI 0.66-0.99,
               P = 0.0204); this did not meet the pre-specified OS benefit, but did provide 19% reduction in the risk of
               death. PFS was 2.1 and 2.3 months respectively. Incidence of grade 3 or greater adverse events was 13.4% in
               the pembrolizumab group and 36.3% in the standard therapy group. Although the pre-specified statistical
               benefit was not met, the data is consistent with the phase 1 and 2 results, as is the toxicity profile.

               PD-L1 status was again re-examined in this study, looking at two separate cut-offs not well described in the
               abstract: PD-L1 based on tumor proportion score, with the cut off being either greater than or less than 50%,
               and PD-L1 combined positive score ≥ 1%. There did appear to be some predictive benefit to these varying
               markers of expression, with PD-L1-TPS ≥ 50% suggesting an OS benefit of 11.6 vs. 7.9 months. It is unknown
               if this data will ultimately alter the FDA labeling for pembrolizumab in HNSCC to include PD-L1 expression
               testing similar to non-small cell lung cancer.


               NIVOLUMAB
               Nivolumab (Opdivo®) acts via a similar mechanism to pembrolizumab: it is a human immunoglobulin G4
               (IgG4) monoclonal antibody that binds the PD-1 receptor and blocks its interaction with PD-L1 and PD-
               L2, releasing PD-1 pathway-mediated inhibition of the immune response . It received FDA approval for
                                                                              [16]
               advanced HNSCC in November 2016 based on the randomized phase III CHECKMATE 141 trial . The
                                                                                                    [17]
               trial randomized 361 patients in a 2:1 fashion to nivolumab 3 mg/kg or investigator’s choice of methotrexate,
               docetaxel, or cetuximab. Primary endpoint in this trial was overall survival, with secondary endpoints
               including PFS, ORR, safety, and quality of life. Fifty-five percent of patients had at least two lines of prior
               systemic therapy. P16 expression was not available for every patient who participated, but in the nivolumab
               group 26% of 113 patients tested were positive; in the standard therapy group 24% of 65 patients were positive.
               Median OS was 7.5 months in nivolumab group vs. 5.1 months in the standard group (P = 0.01, HR 0.70).
               Interestingly, PFS was non-significant between the two groups, with nivolumab PFS being 2 months and
               standard therapy 2.3 months (HR 0.70, P = 0.32). ORR for nivolumab was 13.3% vs. 5.8% in standard therapy.
               However, looking at the median PFS and median OS curves, there is a late separation consistent with more
               durable responses to nivolumab therapy. Toxicity in these patients (grade 3 or higher) was 13.1% vs. 35.1%.

               PD-L1 expression was not required for the CHECKMATE 141 trial, but a pre-specified analysis looked at the
               degree of expression to determine if there was any clear correlation. PD-L1 expression could be evaluated
               in 260 of the 361 patients; significant expression (considered ≥ 1%) was found in 57.3% of these patients.
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