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Farlow et al. J Cancer Metastasis Treat 2019;5:18  I  http://dx.doi.org/10.20517/2394-4722.2018.100                          Page 5 of 10

               Table 2. Window trials of immunotherapies in head and neck squamous cell carcinoma
                Ref.           Agent(s)   n*   Inclusion criteria Duration  Outcome(s)  Biomarkers  Toxicity/
                                                                                                surgery delays
                                            ‡
                Bell et al. [27]  Anti-OX40   17 (55 ) Stage III-IV  5-6 days  TIL counts and expression   MHC I genes  None
                            (MEDI6469)                             profiles
                Colevas et al. [26]  Anti-PD-1 Ab  NR ‡  NR  NR    TIL counts and expression   Novel PET   NR
                                                                   profiles           imaging
                Shayan et al. [28]  Motolimod +   14  Stage III-IV OC/  15-22 days TIL counts, circulating   Unspecified
                            cetuximab          OP/L/HP             leukocytes, immune effector   cetuximab
                                                                   cell biomarkers              toxicity (n = 1,
                                                                                                withdrew from
                                                                                                study)
                Ferris et al. [25]  Nivolumab  29 ‡  T1+N1+ OC/P/L  15 days  Tumor size (CT)  NR  Grade 3-4
                                                                   Pathologic response          adverse events
                                                                   Tumor PD-L1 expression       (n = 4)
                                                                   Immune correlates
                Uppaluri et al. [24]  Pembrolizumab  21 ‡  Stage III-IV HPV   NR  High-risk pathologic   Baseline PD-L1  None
                                               negative            features           expression
                                                                   Pathologic treatment
                                                                   response
                                                                   Tumor staging
                Berinstein et al. [23] ,  IRX-2  27  Stage II-IV OC/  21 days  Tumor size (CT/MRI;   Postoperative
                Wolf et al. [22]               OP/L/HP             RECIST), TIL counts          wound infection
                                                                                                (n = 1)
                Timar et al. [21]  1. IL-2  19  T2-3 OC    21 days  Pathologic analysis, Tumor  CD4:CD8 ratio None
                            2. Historical   20                     dimensions (MRI)
                            pathologic controls
               Studies listed by date published. ‡Active study on ClinicalTrials.gov; *sample sizes listed include actual number of subjects, with the
               amount necessary for full accrual in parentheses if published. Biomarkers listed in the table include biologic characteristics statistically
               associated with sensitivity or resistance to the tested therapy. Toxicities only include those attributed to or possibly attributed to the drug
               being studied that are grade (G) 3 or higher or caused treatment dosage reduction or discontinuation. Ref.: reference; HNSCC: head and
               neck squamous cell carcinoma; OC: oral cavity; OP: oropharynx; P: pharynx; HP: hypopharynx; L: larynx; TIL: tumor infiltrating leukocyte;
               CT: computed tomography; PET: positron emission tomography; MRI: magnetic resonance imaging; RECIST: response evaluation criteria
               in solid tumors; NR: not reported

               from the previously discussed window trials in that subjects were either planned for curative surgery (n = 15)
               or chemoradiation (n = 1). There was one grade 3 hypokalemia reported but no resultant delays in surgery.
               Decreased tumor size was seen in 14 of 16 subjects clinically and 4 of 16 patients by RECIST criteria. Ki67
               was significantly decreased in all patients.


               Ongoing targeted therapy window trials in HNSCC without published results include use of olaparib, a
               poly-ADP ribose polymerase inhibitor, and AZD6738, a serine/threonine-specific protein kinase inhibitor
               (NCT03022409).


               RECENT WINDOW TRIALS OF IMMUNOTHERAPIES
                                                                                                       [18]
               Studies have shown impairment of the innate and adaptive immune systems in HNSCC patients .
               Immunotherapies are designed to sensitize the body’s immune system to the tumor and to counteract
               various strategies that tumors use to evade immunologic detection. With the recent FDA approval of
                         [19]
               nivolumab  and pembrolizumab  for patients with recurrent/metastatic HNSCC, there has been
                                              [20]
               expansion of phase II window of opportunity trials utilizing immunomodulating drugs [Table 2]. In 2005,
               Timar et al.  administered an interleukin-2 (IL-2) treatment to subjects with oral cavity cancer prior to
                         [21]
               surgery. Treatment consisted of peritumoral and perilymphatic injections 5 times per week over 3 weeks,
               along with a preceding intravenous cyclophosphamide administration and oral indomethacin and zinc
               sulfate medications. Matched historical pathologic specimens were used as controls. No treatment related
               adverse events were reported. Partial or complete response as judged by histopathologic examination or
               tumor dimensions on magnetic resonance imaging (MRI) were observed in 8 of 19 subjects treated with
               IL-2. Additionally, increased CD4+:CD8+ ratios were observed in treated subjects, although a statistically
               significant ratio increase between responders and non-responders was observed only in the tumor stroma.
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