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Page 4 of 10                          Farlow et al. J Cancer Metastasis Treat 2019;5:18  I  http://dx.doi.org/10.20517/2394-4722.2018.100

               Table 1. Window trials of targeted therapies in head and neck squamous cell carcinoma
                                                                                             Toxicity/surgery
                Ref.        Agent(s)   n*   Inclusion criteria  Duration  Outcome(s)  Biomarkers
                                                                                                 delays
                Day et al. [17]  Rapamycin  16 (21 )  Stage II-IV OC/OP  21 days  Tumor size (clinically, CT/ NS
                                         ‡
                                                                 RECIST)
                Machiels et al. [15]  1. Afatinib  25  Stage II-IV OC/OP  14 days  18 FDG-PET response   TP53 genotype,  G3 diarrhea, renal
                           2. No drug  5 (30)                    (EORTC, RECIST); DCE-  hypoxia screen failure (n = 1),
                                                                 MRI; DW-MRI                surgery delay (n = 3)
                Bauman et al. [14]  1. Erlotinib  14  Stage I-IV OC/OP/L 2-21 days  Tumor size (CT)  pMAPK,   None
                           2. Desatinib  15                                       pSTAT3
                           3. Combination 14
                           4. Placebo  15 (56)
                Uppaluri et al. [16]  Trametinib  20  Stage II-IV OC  7-16 days  Tumor size, SUV (PET/CT;  NR  G4 duodenal
                                     (20)                        WHO); tumor stage          perforation (n = 1),
                                                                                            G2 nausea (n = 1);
                                                                                            3 patients stopped
                                                                                            treatment
                Ferris et al. [10]  Cetuximab  40 (40) Stage III-IV OC/OP/ 21-28 days Tumor size (CT);   EGFR-specific T  NR
                                            L/HP                 progression free survival  cell counts
                Gross et al. [13]  1. Erlotinib  19  Stage II-IVA OC/  7-14 days  Ki67 proliferation index  pSrc  G2 anxiety (n = 1
                           2. Erlotinib +   16  OP/L/HP                                     stopped treatment),
                           Sulindac                                                         G2 mucositis (n = 1
                                         †
                           3. Placebo  12 (39 )                                             decreased dosage)
                Schmitz et al. [9]  1. Cetuximab  33  T1-T4 OC/OP/L/HP 21 days  18 FDG-PET response   NS  None
                           2. No drug  5                         (SUV); tumor size (CT/
                                                                 MRI); tumor cellularity
                Thomas et al. [12]  Erlotinib  35  T2-T4 OC/OP/L/  18-29 days Tumor size (CT)  p21 waf  G3 pruritis and G2
                                            HP                                              rash (n = 6; n = 3
                                                                                            stopped treatment)
               Studies listed by date published. ‡n = 21 and n = 37 listed as accrual number and actual enrollment on ClinicalTrials.gov, with n = 16
               included in the published manuscript; †accrual number modified based on discontinuation of parent study; *sample sizes listed include
               actual number of subjects, with the amount necessary for full accrual in parentheses if published. Biomarkers listed in the table include
               biologic characteristics statistically associated with sensitivity or resistance to the tested therapy. Toxicities only include those attributed
               to or possibly attributed to the drug being studied that are grade (G) 3 or higher or caused treatment dosage reduction or discontinuation.
               Ref.: reference; HNSCC: head and neck squamous cell carcinoma; OC: oral cavity; OP: oropharynx; P: pharynx; HP: hypopharynx; L: larynx;
               CT: computed tomography;  FDG-PET: 18-fluorodeoxyglucose-positron emission tomography; SUV: standardized uptake value; DCE-MRI:
                                  18
               dynamic contrast enhanced magnetic resonance imaging; DW-MRI: diffusion-weighted MRI; RECIST: response evaluation criteria in solid
               tumors; EORTC: European Organization for Research and Treatment of Cancer; WHO: World Health Organization; NS: not significant; NR:
               not reported

                                                                     [15]
               In another recent multicenter window study, Machiels et al.  randomized 30 subjects to afatinib (an
               irreversible second generation inhibitor of the EGFR-family of receptor tyrosine kinases) or no drug prior
               to surgery. There were several afatinib-related adverse events, leading to discontinuation of the drug in one
               patient and a delay of surgery by 24 days in one subject, as well as delayed surgery with continuation of
               afatinib in two additional subjects. Radiologic response was seen in 16 of 23 evaluable subjects in the afatinib
                      18
               arm by  FDG-PET and in 5 of 23 subjects by RECIST criteria. Tumor protein p53 (TP53) wild type allele and
                                                         18
               a hypoxia expression screen were associated with  FDG-PET results but not responses by RECIST criteria.

               OTHER TARGETED WINDOW TRIALS
                           [16]
               Uppaluri et al  hypothesized that MAPK/extracellular-signal-regulated kinase (ERK) pathway could be
                                                                       [16]
               targeted in oral cavity HNSCC. They performed a window trial  of trametinib, an inhibitor of MAPK/
               ERK kinase, that resulted in decreased tumor size by FDG avidity by PET/CT and tumor downstaging in
               approximately half of the 17 evaluable subjects. There were, however, 3 subjects who discontinued the study,
               including one who suffered a grade 4 duodenal perforation. While there was biochemical evidence of a
               suppressed MAPK/ERK pathway in a third of evaluable patients, no clear correlation between biochemical
               results and responsiveness to trametinib was drawn.

                               [17]
               Recently, Day et al.  undertook a single-armed window trial of rapamycin, an inhibitor of the mammalian
               target of rapamycin pathway that is dysregulated in the majority of HNSCC. Their inclusion criteria differed
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