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Shamliyan et al. Vessel Plus 2020;4:35  I  http://dx.doi.org/10.20517/2574-1209.2020.34                                          Page 7 of 13

               Table 3. Ongoing registered clinical trials of empagliflozin in adults with heart failure with preserved ejection fraction
                NCT number phase     Title acronym  Inclusion criteria defining   Exclusion by   Outcome measures
                enrollment                                HFPEF           LVEF
                NCT02932436     Effects of Empagliflozin on  Diastolic cardiac   NYHA   Change from baseline in:
                Phase: Phase 4   left ventricular diastolic   dysfunction E/E’ ratio ≥ 8  classification III -  E/E’ ratio,
                Sample: 158     function compared to usual           IV           Left end-diastolic volume (LEDV)
                                care in type 2 diabetics
                                EmDia
                NCT03057951     Empagliflozin outcome   Symptomatic heart failure  NR  Composite primary endpoint: CV
                EUCTR2016-002278-  trial in patients with   (NYHA class II-IV)    death or hospitalization for heart
                11-DE           chronic heart failure with  LVEF > 40 % NT-proBNP   failure failure);
                Phase: Phase 3   preserved ejection fraction  > 300 pg/ml for patients   All hospitalizations for heart failure;
                Sample: 5750    (EMPEROR-Preserved)  without AF, OR > 900 pg/     All-cause mortality;
                                                   ml for patients with AF        Change from baseline in KCCQ;
                                                                                  All-cause hospitalizations
                NCT03448406     Empagliflozin in Patients   6MWT ≤ 350 m   Prior LVEF ≤   Change from baseline in:
                Phase: phase 3   with chronic heart failure  Symptomatic heart failure  40%   6MWT
                sample: 315     with preserved ejection   (NYHA class II-IV)      KCCQ TS,
                                fraction (HFpEF)   LVEF > 40%                     chronic heart failure questionnaire,
                                EMPERIAL-preserved  NT-proBNP > 300 pg/ml         self- administered standardized
                                                   for patients without AF, OR    format (CHQ-SAS) dyspnea score,
                                                   > 600 pg/ml for patients       patient global impression of severity
                                                   with AF                        (PGI-S) of heart failure symptoms,
                                                                                  patient global impression of
                                                                                  dyspnea severity, patient global
                                                                                  impression of change (PGI-C) in
                                                                                  heart failure symptoms, patient
                                                                                  global impression of change in
                                                                                  dyspnea, N-terminal pro-brain
                                                                                  natriuretic peptide (NTproBNP)
                NCT02998970     Effects of Empagliflozin   Previous myocardial   LVEF < 30%   Change from baseline in:
                Phase: Phase 4   on cardiac structure   infarction ≥ 6 months   NYHA Class   Left Ventricular (LV) mass|LV end-
                Sample: 97      in patients with type 2   ago, or previous coronary  IV or recent   diastolic volume| LVEF|Regional LV
                                diabetes EMPA-HEART  revascularization ≥ 2   hospitalization for diastolic function
                                                   months ago        decompensated
                                                                     heart failure (HF)
                NCT03753087     Effects of Empagliflozin   Symptoms ± signs of   Permanent atrial  Change from baseline in:
                Phase: Phase 4   on exercise capacity and   heart failure (as defined   flutter or atrial   6MWD|LVMI|left atrial volume
                Sample: 100     left ventricular diastolic   in 2016 European society  fibrillation  index (LAVI)| average E/e’ ratio|
                                function in patients   of cardiology guidelines)   NT-proBNP|
                                with heart failure with   LVEF ≥ 50%              minnesota living with heart failure
                                preserved ejection fraction  LV diastolic dysfunction   questionnaire (MLHFQ) score
                                and Type-2 diabetes   grade II/III
                                mellitus
                NCT03332212     EMPA-VISION: A     LVEF ≥ 50% as measured  Prior LVEF ≤   Change from baseline in myocardial
                Sample: NR      randomised, double-  by ECHO         40%.         phosphocreatine-to-ATP ratio
                                blind, placebo-controlled,  structural heart disease
                                mechanistic cardiac   NT-proBNP > 125 pg/mL in
                                magnetic resonance study  patient without AF or NT-
                                to investigate the effects   pro-BNP > 600 pg/mL in
                                of empagliflozin treatment  patient with AF
                                on cardiac physiology and
                                metabolism in patients
                                with heart failure
                CTRI/2017/09/009734  Empagliflozin trial in   Chronic symptomatic   NR  The composite endpoint: CV death
                Phase: NS       patients with chronic heart  heart failure (NYHA class   or hospitalization for heart failure;
                Sample: NR      failure            II-IV)                         All-cause mortality;
                                                   LVEF > 40% Elevated NT-        Change from baseline in clinical
                                                   proBNP > 300 pg/mL for         summary score of the KCCQ;
                                                   patients without AF, OR        All-cause hospitalizations
                                                   > 900 pg/ml for patients
                                                   with AF
                JPRN-jRCTs071180091  Effect of empagliflozin   Symptomatic heart failure  NR  Change from baseline in: uptake
                Phase: NS       for HFpEF with Type2   (NYHA class II-III)        efficiency (Peak VO2)
                Sample: NR      DM A clinical study for   LVEF > 50% BNP ≥ 35 pg/  BNP
                                cardioprotective effect of  dL                    LVEF and RVEF(by MRI)
                                empagliflozin in T2DM
                                patients with heart
                                failure and exploring
                                associated factors
                                (EMPOWERMENT)
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